For CISOs, Chief AI Officers, and heads of risk and compliance in financial services

Your AI Moved Faster Than Your Controls. Close The Gap.

From the trading desk to the call center, see where AI touches regulated work, control it in real time, and hand examiners proof it held.
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The Problem

AI is already in use across research, trading, lending, and customer operations, all of it under regulatory scrutiny. Most firms have AI policies written down. Far fewer can show those policies are actually enforced once the tools go live.

Why Existing Approaches Fall Short

None of the existing tools were built for this. Security catches problems after the data is gone, and observability can see what AI is doing without being able to stop it. GRC platforms hold the policy but have no tie to what happens in production, so the gap between the policy and the behavior stays open.

For Asset Management

Research, trading signals, and portfolio calls all run through AI now, the same place MNPI, proprietary models, and client data live. It takes one analyst dropping research into the wrong tool, or an agent reaching across a boundary meant to stay closed, to land in market-abuse and model-risk territory, usually without anyone knowing until later.

What Singulr delivers for asset management

•  Sensitive research, positions, and client data kept out of unapproved AI tools before exposure occurs
•  Enforcement that adapts to who is acting, their desk, and the data's sensitivity, so a research analyst and a compliance reviewer never get the same access
•  A continuous, defensible record that controls held, ready for regulators and internal audit
•  Fewer information-barrier and model-risk failures reaching the security and compliance teams

For Retail Banking

The tools handling service, lending, and fraud process enormous amounts of consumer PII, and the decisions they touch fall under fair-lending and disclosure rules. When a support agent pushes records through a personal AI account, it isn't one exposure, it's the same mistake repeating across thousands of customers.

What Singulr delivers for retail banking

•  Consumer PII and account data blocked from reaching unapproved AI tools, across high-volume customer workflows
•  Governance applied consistently whether AI runs in a sanctioned platform, a third-party tool, or an agentic workflow
•  Continuous evidence that data-handling controls held across every customer interaction, ready for examiners
•  Fewer preventable privacy and compliance incidents draining security, legal, and compliance resources
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How Singulr Closes the Gap

See every AI tool in use across the institution
Singulr maps the AI services, embedded features, and agentic tools running across every desk and function. The ones that never crossed a compliance desk show up too.
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Sensitive data caught at the point of interaction
Client PII, material information, and other regulated data are detected and kept out of AI tools before they leave the enterprise, whether the tool is sanctioned or not.
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Your policies, applied in real time
Singulr connects the governance policies you have already defined to the systems they are meant to govern, and enforces them the same way across vendors, in-house models, and agentic workflows spanning multiple systems.
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Evidence a regulator can rely on
Singulr continuously measures whether controls are working and produces a durable, tamper-evident record that they held, replacing the periodic self-assessment with something an examiner can verify.
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Stop exposure before it becomes an incident
When violations are blocked upstream, security and compliance stop inheriting preventable problems, and focus on genuine adversarial risk instead of cleanup.
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The Impact

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Data protected

Client PII, research, positions, and consumer account data kept out of unapproved AI tools before exposure occurs, across trading, research, lending, and service.

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Context-aware control

Enforcement that adapts to who is acting, their desk or function, and the data's sensitivity, so a research analyst, a compliance reviewer, and a call-center agent never get the same access.

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Examiner-ready proof

A continuous, defensible record that controls held across every interaction, ready for regulators, examiners, and internal audit.

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Fewer incidents

Fewer preventable privacy, information-barrier, and model-risk failures draining security, legal, and compliance teams.

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Testimonials

"At KVC Health Systems, our mission is to enrich and enhance the lives of children and families by providing medical and behavioral healthcare, social services, and education. To do this effectively, we must embrace innovation while protecting sensitive data. Singulr has given us the confidence to adopt AI at scale without compromising security, compliance, or governance. Their platform provides visibility and control over how AI is used, ensuring alignment with regulations and our internal standards.

What stood out was the speed to value—we moved from evaluation to impact in weeks, not months. Singulr has strengthened our security posture while accelerating our ability to deliver AI-driven solutions that advance our mission. They are more than a technology provider; they are a trusted partner helping us responsibly harness the power of AI."

Lonnie Johnson

Chief Information Officer,
KVC Health Systems
“At Delta Dental, protecting member information is foundational to our mission. As AI becomes more autonomous, invoking tools and operating across increasingly agentic workflows, governance has to be something you apply continuously. The only way to successfully manage this at scale is through a unified approach that enforces governance controls, provides visibility across agents, models, and tools, and continuously measures whether safeguards are working as designed. As agentic architectures become more common, that level of live, measurable governance becomes essential infrastructure.”

Alex Green

Chief Information Security Officer,
Delta Dental Plans Association
"One of the biggest challenges in the adoption of AI in the enterprise is that security and IT are still acting as silos. In general, security sees AI as a risk to the organization, and IT sees AI as an accelerator to the organization. It’s time to break down the silos and empower IT and security operations to work in lockstep. 3 Tree Tech is proud to partner with Singulr, as they enable this crucial connection by empowering our enterprise clients to harness the full power of AI - faster and with secure confidence."

Eric Skeens

Co-founder and CEO,
Three tree tech
“As a recognized leader in AI governance and cybersecurity advisory, we see Singulr's unified AI control plane as a game-changer. It gives our clients the visibility and control they need to innovate fast with AI and lead with confidence while reducing unintended risks and maintaining compliance.”

Sanjay Deo

Chief Executive Officer,
24By7 Security
"As organizations adopt AI and agentic technologies, one of the biggest challenges is understanding where risk actually exists and how to manage it responsibly. At HALOCK, we work with clients to perform structured risk assessments that surface both known and unknown exposures and define what must be controlled. Our partnership with Singulr creates a natural path from assessment to action. By connecting the risks uncovered during evaluation with Singulr’s runtime governance and control capabilities, organizations can move quickly from understanding their AI risk posture to actively managing and addressing the risks as these environments evolve and they continue to scale AI adoption.”

Terry Kurzynski

Founder and Chief Security Advisor,
HALOCK Security Labs
"Our clients are accelerating their adoption of agentic AI, and we've experienced that same shift internally. The challenge isn't simply discovering AI applications anymore; it's understanding what autonomous agents are doing, what systems they're connected to, and ensuring they operate within policy. As a Singulr customer, we've seen the value of having a unified control plane that provides visibility, governance, and verifiable assurance for AI agents as they're introduced into the enterprise. It's an important capability for organizations that want to innovate without sacrificing security or trust."

Bryan Kissinger, PhD

SVP of Security Solutions and Networking, and CISO,
Trace3
“As an innovation-driven company, we must move fast to harness the power of AI, but we can’t do it blindly. Singulr provides the intelligence and guardrails that let us adopt and innovate with AI quickly and confidently, while continuing to protect our customers, employees, and company.”

Ex-Chief Security Officer

Leading Technology Company
/ LET’s COLLABORATE

Prove Your AI Controls Hold, Across Every Desk And Workflow.

See how Singulr governs AI in real time across trading, research, lending, and client operations, with evidence regulators can verify.
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